supervising securities businesses; 3. The SEC Office implementing policies, inspecting licensed/approved corporations and individuals, and developing financial products. Meanwhile, the Audit Committee
can demonstrate that it can perform such duties; The structure of board of directors have sufficient checks and balances; Directors/ executives/ controlling persons must not have untrustworthy
corporations, or to discuss any significant issues which may impact rights of the shareholders. The shareholders can exercise their right through a general meeting which is required every year or through a
offering (form 17-1) A letter of certification for personal records of directors, executives, controlling persons of the applicants for public offering of digital tokens A letter of acknowledgement for the
I Code Related Documents Moving Forward Objectives of the Investment Governance Code During the past decade, global organisations, corporations, and civil society organisations have
I Code Related Documents Moving Forward Objectives of the Investment Governance Code During the past decade, global organisations, corporations, and civil society organisations have
. and obtain approval from the shareholders' meeting on the offering of shares not less than one year. The criteria for consideration are as follows: 1.1 The directors, executives and controlling
) Director, executive or controlling person of securities issuing company (2) Employee or worker of a securities issuing company who holds a position, or is in the line of work, is responsible for or capable
) Director, executive or controlling person of securities issuing company (2) Employee or worker of a securities issuing company who holds a position, or is in the line of work, is responsible for or capable
of Thai companies, 3.1 The directors and executives shall be listed on the database of directors and executives of the securities issuing companies. 3.2 The controlling persons shall not have any of