have sufficient checks and balances; Directors/ executives/ controlling persons must not have untrustworthy characteristics. Disclosure of information is complete and sufficient for making a decision to
. The criteria for consideration are as follows: 1.1 The directors, executives and controlling persons must not have untrustworthy characteristics pursuant to the specified criteria. 1.2 Having other
(Effective date of October 1, 2018) Related Forms Application for a permission for a public offering (form 17-1) A letter of certification for personal records of directors, executives, controlling persons
securities issuing companies. 4. The controlling persons shall not have any of the untrustworthy characteristics. 5. No record of breaches of regulations and laws (i.e. being currently subject to a criminal
securities. Presumption on person who “knows or possesses inside information" Acts Insider (Section 243) (1) Director, executive or controlling person of securities issuing company (2) Employee or
database of directors and executives of the securities issuing companies. 3.2 The controlling persons shall not have any of the untrustworthy characteristics. 4. In case of foreign companies, 4.1 Offering of
directors and executives of the securities issuing companies. 4. The trust manager's controlling persons shall not have any of the untrustworthy characteristics. 5. The trust manager has no record of breaches
the SEC/ SET. 3. The directors and executives shall be listed on the database of directors and executives of the securities issuing companies. 4. The controlling persons shall not have any of the
reports to the SEC/ SET. 3. The directors and executives shall be listed on the database of directors and executives of the securities issuing companies. 4. The controlling persons shall not have any of the
securities. Presumption on person who “knows or possesses inside information" Acts Insider (Section 243) (1) Director, executive or controlling person of securities issuing company (2) Employee or