voting rights of JAS which caused his aggregated holdings of JAS shares to exceed 50 percent. The amount of his holdings of JAS was a significant degree of control of JTS. However, Mr. Pete failed to
sufficient and effective systems of operation, control and risk management. SEC Act S.113 Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 26/2020 Dated 02/09/2020
). He obtained the material non- public information by virtue of his positions before such information became public on November 23, 2012. SEC Act S.241 Settlement Committee Meeting No. 4/2014
accounts in such a way as to take advantage of other persons by using material non-public information concerning the business operation of CMO for Q 2/2012 that he obtained by virtue of his positions before
issued and allocated to existing shareholders for free that he obtained by virtue of his positions before such information became public on September 14, 2012. SEC Act S.241 Settlement Committee Meeting
with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board that is no system to control short position transaction underlying with SET50 index
control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code
Q4/2009 with net loss in 403.74 million baht. He obtained the material non- public information by virtue of his positions before such information became public on May 17, 2010. SEC Act S.241
concerning the merger of BGH with Health Network Public Company Limited by means of entire business transfer during 2010 ? 2011. He obtained the material non- public information by virtue of his positions
material non-public information by virtue of his position as a director of MLINK. SEC Act S.241 Settlement Committee Meeting No. 6/2014 Settlement Committee Order No. 52/2014 Dated 21/05/2014