B.E 2509 regarding the operation, control, dissolution and the penalty provisions are applied, mutatis mutandis, to regulate the related associations. Trade Associations Act B.E 2509 Securities and
; (2.3) There are causes and necessities in order to protect the benefit of the investors. Should the mutual fund management company require to stop the operation longer than 1 business day, the
2017 > CG Code > Principle 6 Strengthen Effective Risk Management and Internal Control CG Thailand Overview CG and sustainable business development SEC Roles Related organizations Related
Contact us SHARE : Detail Content SEC Complaint Center SEC Complaint Center is a one-stop service center for public inquiries and complaints pertaining to licensed
resembles the international supervisory framework. The audit quality control regulatory shall be performed at both individual auditor level and firm level. In order to enhance quality and reliability of the
also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable audit quality control system of the audit firm. As such, the auditing must be carried out
Help Center is a one-stop service center for public inquiries and complaints pertaining to licensed businesses and entities in the Thai capital market. Our services include provision of information and
ที่ 1 มกราคม 2566 เพื่อให้มีการจัดองค์กรอย่างเหมาะสม อาทิ ยกระดับให้มีความมุ่งเน้นลูกค้าเป็นศูนย์กลาง เพิ่มประสิทธิภาพและส่งเสริมการทำงานร่วมกัน โดยปรับบางสายงานให้มี Span of Control ที่เหมาะสม และลด
Effective Risk Management and Internal Control Principle 7 Ensure Disclosure and Financial Integrity Principle 8 Ensure Engagement and Communication with Shareholders Part 2 Guidelines and