Daol Securities (Thailand) Public Company Limited Between November 11, 2017 and May 17, 2021 Daol Securities (Thailand) Public Company Limited, a private fund management company, failed to comply
UOB Asset Mannagement [Thailand] Co.,Ltd, Between May 13, 2019 and August 1, 2021, UOB Asset Mannagement [Thailand] Co.,Ltd, a fund management company, there is a system to ratio monitoring and
Finnomena Mutual Fund Brokerage Securities Company Limited Between January 18, 2021 and July 4, 2022 Finnomena Mutual Fund Brokerage Securities Company Limited ("Finnomena"), a Securities
Zipmex Company Limited During May 8, 2022, to July 20, 2022, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, induced its own customers to deploy
Mr. Prakorn Makjumroen During the period between 2021 and 2022, Mr. Prakorn Makjumroen, the former director and executive of STARK Corporation Public Company Limited (“STARK”) and its subsidiaries
Company Limited (a 100-percent subsidiary of IEC) through a contract with Energy System Engineering and Service Co., Ltd. (ESES), deemed under control of Mr. Bhusansa and Mr. Saran, for the construction of
Mr. Saran Lertchareonwongsa Mr. Saran Lertchareonwongsa rendered assistance and support for Mr. Bhusana Premanode, while being director and executive of International Engineering Public Company
Mr. Niwat Maenim Mr. Niwat Maenim rendered assistance and support for Mr. Bhusana Premanode, while being director and executive of International Engineering Public Company Limited (IEC), jointly with
Mr. Sutin Promthong Mr. Sutin Promthong rendered assistance and support for Mr. Bhusana Premanode, while being director and executive of International Engineering Public Company Limited (IEC
North Environment Co., Ltd. North Environment Co., Ltd. (NE) rendered assistance and support for Mr. Bhusana Premanode, while being director and executive of International Engineering Public Company