QR Auto Car Ltd. QR Auto Car Ltd. aided and abetted Mr. Sompong Witthayaraksan, former chairman of S.E.C. Auto Sales and Services Plc. (SECC) responsible for the operation of the company and
Requirement (CAR report) within February 7, 2022 However, FINANCIAL LINK prepared and submitted the On-Going Capital Requirement (CAR report) to the SEC Office on February 21, 2022 later than the period
substantial damages to SECC by (1) embezzling Baht 42 million from SECC share subscription account, (2) misappropriating 25 customers’ car registration certificates, and (3) conspiring with another person to
, former SECC chairman responsible for the operation of the company, to falsify documents and record fictitious car inventories in the company?s account. SEC Act S.312 Criminal Complaint Filed with an
company’s assistant managing director for accounting and finance, to falsify documents and record fictitious car inventories in the company’s account. This case is in the process of inquiry by the special
sufficient and effective systems of operation, control and risk management. SEC Act S.113 Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 26/2020 Dated 02/09/2020
with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board that is no system to control short position transaction underlying with SET50 index
control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code
(Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to put in place a sufficient and effective systems of operation, control and risk management of derivatives broker which violated section 113 of
), misappropriated PPPC's money to invest in and pay off debts of the companies over which he had full control for his own benefit, causing damage to PPPC's property, violating Section 307, 308 & 311