with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board that is no system to control short position transaction underlying with SET50 index
voting rights of JAS which caused his aggregated holdings of JAS shares to exceed 50 percent. The amount of his holdings of JAS was a significant degree of control of JTS. However, Mr. Pete failed to
sufficient and effective systems of operation, control and risk management. SEC Act S.113 Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 26/2020 Dated 02/09/2020
control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code
UOB Capital Services Company Limited UOB Capital Services Company Limited ("UOBCS") formerly Citicorp Leasing (Thailand) Company Limited, a securities issuer, had a duty to prepare and
Capital Engineering Network Public Company Limited Capital Engineering Network Public Company Limited (CEN), a securities issuer, failed to submit the reviewed financial statements for Q1/2014 to the
CAPITAL ENGINEERING NETWORK PUBLIC COMPANY LIMITED Capital Engineering Network Public Company Limited (“CEN”), a securities issuer, had a duty to prepare and submit the accurate financial statement
CAPITAL ENGINEERING NETWORK PUBLIC COMPANY LIMITED Capital Engineering Network Public Company Limited (“CEN”), a securities issuer, had a duty to prepare and submit the accurate annual updated
CAPITAL ENGINEERING NETWORK PUBLIC COMPANY LIMITED Capital Engineering Network Public Company Limited (“CEN”), a securities issuer, had a duty to prepare and submit the accurate annual report for the
CAPITAL ENGINEERING NETWORK PUBLIC COMPANY LIMITED Capital Engineering Network Public Company Limited (“CEN”), a securities issuer, had a duty to prepare and submit the financial statement for the