The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
underground; and also to manage to control sewage, for example, waste water treatment and population evacuation concerning air and noise pollution, to private organization, sanitation district, government
relating or affecting natural resources and environment, either water, land, air, noise, or underground; and also to manage to control sewage, for example, waste water treatment and population evacuation
improving projects that are relating or affecting natural resources and environment, either water, land, air, noise, or underground; and also to manage to control sewage, for example, waste water treatment
: Operational Control and Security for Information Technology of a Licensed Derivatives Broker. By virtue of the second paragraph of Clause 7 of the Notification of the Securities and Exchange Commission No
Securities and Exchange Commission No. SorThor. 8/2548 Re: Operational Control and Security for Information Technology of a Licensed Derivatives Broker. By virtue of the second paragraph of Clause 7 of the
, hereby certify and consent to the followings: 1. I certify that the audit firm has audit quality control system which is sufficient and reliable for supervising its auditors’ work to comply with the
ของรายงานทางการ เงินที่จัดทําผา่นโปรแกรมที่บริษทัใช้ • ผู้สอบบัญชีประเมินระดับการใช้คอมพิวเตอร์ของบริษัทฯว่าอยู่ในระดับสูง อีกทั้ง ประเมินผล general control และ application control โดยการใช้ IT control
Internal Control Sufficiency Evaluation Form Concepts and Objectives Good internal control is essential for a listed company or a public company as it can help preventing, managing, mitigating risks
and the degree of noise in the market (ASIC, 2010). Source: ข้อมูลจาก trade book และ order book ของ SET ค านวณโดยฝ่ายวจิัยและขับเคล่ือนข้อมูล ส านักงาน ก.ล.ต. Source: • US markets (MIDAS, US SEC). The