The SEC has sought cooperation from all financial advisors (FA) to help raise up standards of IPO companies by focusing on good internal control system and credibility of financial statements
servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter
Bangkok, January 29, 2010 ? The Capital Market Supervisory Board (CMSB) has approved in principle establishment of Gold ETF at its Meeting No. 1/2010 with an aim to provide more alternatives for investors and encourage gold shops to participate in related businesses. Gold ETF will be available in two types: (1) Gold ETF which is a feeder fund investing in overseas mutual funds that invest in gold, in which case the central bank?s permission for offshore investment quota is required, and (2) Gold...
Bangkok, January 29, 2010 ? The Capital Market Supervisory Board (CMSB) has approved in principle establishment of Gold ETF at its Meeting No. 1/2010 with an aim to provide more alternatives for investors and encourage gold shops to participate in related businesses.Gold ETF will be available in two types: (1) Gold ETF which is a feeder fund investing in overseas mutual funds that invest in gold, in which case the central bank's permission for offshore investment quota is required, and (2) Gold...
Facebook Page ชื่อ Manage future trade : Unlicensed securities and derivatives business (Disclosure Date : 16/07/2024)
In her opening remarks at the online seminar on 25 November 2020, Ruenvadee Suwanmongkol, Secretary-General of SEC, stated: “The aims of the online seminar are (1) to help listed companies gain a better understanding of climate risks so that they can combine their knowledge and relevant available information to enhance their capability to deal with climate change; (2) to make asset management companies, as an institutional investor, understand the risks and effects of climate change on b...
Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep private...
Facebook page “Manage Mutual Funds” impersonates “BBL Asset Management Co.,Ltd” : Unlicensed securities and derivatives business (Disclosure Date : 02/09/2024)
SEC is proposing to amend the regulations on the capital requirements for asset management companies that manage property funds or infrastructure funds, trust managers and trustees of REITs or