Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)

Providing Guarantee for Insured Mutual Fund by Securities Company in the Category of Securities Finance Business (No. 2)

Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information Technology Security of Securities Company

Repeal of Notification of the Securities and Exchange Commission concerning Maintaining Capital of Securities Company in the Category of Securities Finance Business

Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance