suitable investment or transaction; (4) investment analysis article conducted by the intermediary ; (5) informative disclosure or relevant services provided to the client after investment or entering into

of asset allocation and suitable investment or transaction; (4) investment analysis article conducted by the intermediary ; (5) informative disclosure or relevant services provided to the client after

establishment are to avoid the provisions of the law related to securities and exchange or this Notification; (2) the establishment of the fund may be contrast to the public policy or the government’s policy; (2