inside information related to a securities issuing company Nature of the acts Purchase or sell securities or enter into a derivatives contract related to securities, either for oneself or other persons
terms of the derivatives contract specification, etc. Clearing House An important part of trading in securities and derivatives is to ensure that both counterparties will carry out their agreed
) / acquisitions/ dispositions of assets no restrictions subject to transaction sizes 10. Return payment > = 90% of net profit 11. Establishment contract of a trust (a Trust Deed) at a minimum as specified by laws
. Return payment > = 90% of net profit 11. Establishment contract of a trust (a Trust Deed) at a minimum as specified by laws + restrictions in transfer of trust units with provisions in more details
transfer orders from the unitholders. (5) In the case of fund dissolution, the mutual fund management company shall transfer the units to other RMFs without charging any fees. (6) In the case that the
Council of State agreed to apply the principle of Class Action to the cases which have numerous victims affected by tort, breach of contract or damage derived from a violation of specific law, to protect
affected by tort, breach of contract or damage derived from a violation of specific law, to protect the injured persons. Accordingly, the principle of Class Action has been enacted as part of the Civil