SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...
the performance of derivatives contract when a derivative position is initiated. “Maintenance margin” means the minimum amount of asset a customer must maintain as long as the derivatives position is
remains outstanding (open interest); (4) the amount and type of asset deposited as margin or for settlement of derivatives contract on maturity; (1) the profit gained from derivatives position and the
remains outstanding (open interest); (4) the amount and type of asset deposited as margin or for settlement of derivatives contract on maturity; (1) the profit gained from derivatives position and the
Section 110 Securities and Exchange Act B.E. 2535 Section 110. A securities company shall open its office for business during business hours and close its office on the days specified by the Office
other receivables 1,576.0 2,070.8 (494.8) (23.9) Contract assets 1,034.0 913.5 120.5 13.2 Assets held for sale - 37.8 (37.8) (100.0) Total Assets 5,896.2 5,752.1 144.1 2.5 Assets As of March 31, 2022, the
งอิงประเภทใดประเภทหน่ึงในลกัษณะ OTC เพียงดา้นเดียว (open out right position) โดยไม่มีฐานะอ่ืนมาหกักลบแบบเตม็จ านวนหรือบางส่วน ใหบ้ริษทั คิดค่าความเส่ียงของ OTC derivatives ดงักล่าวเท่ากบั 40% ของมลูค่าสิ
was launched as the second Product. Introduction 0 10,000 20,000 30,000 40,000 50,000 2558 2557 2556 2555 2554 2553 2552 2551 2550 Open Interest SET50 Index Futures SET50 Index Options Put Call Parity
private fund; “Provident fund” means any provident fund under the laws on provident funds; (Translation) 2 “Open-end fund” means any mutual fund which accepts the redemption of its investment units