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Council of State agreed to apply the principle of Class Action to the cases which have numerous victims affected by tort, breach of contract or damage derived from a violation of specific law, to protect

affected by tort, breach of contract or damage derived from a violation of specific law, to protect the injured persons. Accordingly, the principle of Class Action has been enacted as part of the Civil

inside information related to a securities issuing company​ Nature of the acts   Purchase or sell securities or enter into a derivatives contract related to securities, either for oneself or other persons

inside information related to a securities issuing company​ Nature of the acts   Purchase or sell securities or enter into a derivatives contract related to securities, either for oneself or other persons

reports for clients' review 4. Equipped with an electronics platform in rendering services.  An arrangement of knowledgeable  and competent staffs is required for taking part in determining processes and

reports for clients' review 4. Equipped with an electronics platform in rendering services.  An arrangement of knowledgeable  and competent staffs is required for taking part in determining processes and

documents via the SEC website. The required documents are details of the mutual fund scheme, a draft of prospectus, a draft of commitment and a draft of contract on the appointment of fund supervisor. The SEC

documents via the SEC website. The required documents are details of the mutual fund scheme, a draft of prospectus, a draft of commitment and a draft of contract on the appointment of fund supervisor. The SEC

รายงานภาพรวมการลงทุนของลูกค้า 4. มีระบบอิเล็กทรอนิกส์ (platform) เพื่อรองรับการให้บริการ โดยต้องจัดให้มีบุคลากรที่มีความรู้  ความสามารถเพื่อมีส่วนร่วมในการกำหนดกระบวนการและปัจจัยในการคัดเลือกผลิตภัณฑ์ของ