Contract Case The injured person claims compensation from a person who does not abide by the contract terms or fails to perform obligations under the contract. A securities issuing company defaults in
listed company plans to construct a new office and enters into a land lease contract with major shareholders. The lease contract specifies that the ownership of the building will be transferred to the land
terms or fails to perform obligations under the contract. A securities issuing company defaults in payment with respect to debentures. Ten years from the moment when the claim can be enforced. Case
Solicitation or advice on securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of
inside information related to a securities issuing company Nature of the acts Purchase or sell securities or enter into a derivatives contract related to securities, either for oneself or other persons
inside information related to a securities issuing company Nature of the acts Purchase or sell securities or enter into a derivatives contract related to securities, either for oneself or other persons
establishment of mutual fund (1) Applying for normal approval The mutual fund management company shall submit an application for approval of the establishment of a mutual fund together with all required
establishment of mutual fund (1) Applying for normal approval The mutual fund management company shall submit an application for approval of the establishment of a mutual fund together with all required
have conflict of interests or there are adequate measures to manage conflict of interests Principles : Controlling persons or those who have influence on a listed company (directors, executives and
-transferable ownership/concessions; investment in subsidiaries of infra trusts (holding shares at a minimum of the supermajority proportion required by the country in which the company is established. In case