Documents / email/messages related to the application and services Advertising/solicitation documents or trading documents Contract, trading order, confirmation note, etc. 3 Suspicion of fraud or
- present Securities and Exchange Commission, in various position and roles including securities offering, mergers and acquisition, corporate governance, enforcement, legal, investor education, internal
according to the disclosed information in prospectus, for instance, acquisition or disposal of assets, related party transactions or takeovers; Inappropriate behaviors of executives or directors, for instance