will yield good returns and will effectively reinforce the SEC's financial stability Announcement of signatory Investment Governance Code (I Code)(Thai Version Only) Our Roles How We Regulate SEC
Documents / email/messages related to the application and services Advertising/solicitation documents or trading documents Contract, trading order, confirmation note, etc. 3 Suspicion of fraud or
guidelines Auditing Mechanism and Balances The SEC Board is empowered to appoint the Audit Committee to reinforce transparency, fairness and accountability of the SEC. This checks and balances structure