lawsuit. For example, in case of damage resulting from a breach of contract, compliance with the agreements specified in the contract is required such as sending a notice prior to filing a case. The SEC has
and Exchange Act; 3. Contacting a lawyer to make necessary preparations before filing a lawsuit. For example, in case of damage resulting from a breach of contract, compliance with the agreements
inside information related to a securities issuing company Nature of the acts Purchase or sell securities or enter into a derivatives contract related to securities, either for oneself or other persons
inside information related to a securities issuing company Nature of the acts Purchase or sell securities or enter into a derivatives contract related to securities, either for oneself or other persons
documents via the SEC website. The required documents are details of the mutual fund scheme, a draft of prospectus, a draft of commitment and a draft of contract on the appointment of fund supervisor. The SEC
documents via the SEC website. The required documents are details of the mutual fund scheme, a draft of prospectus, a draft of commitment and a draft of contract on the appointment of fund supervisor. The SEC
50% of the units sold. Information disclosure and advertisement Compliance with the requirements on information disclosure set out in the registration statement for offer for sale of REIT units (Form
interests Conflict of interests Solutions Related party transactions The pricing of the RPT must be determined with reference to the market price; A clear contract and policy is made; Fair
/Pages/LawandRegulations/IndependentAuditOversight.aspx English (United States) AuditorAccountRegulatorySummary Qualifications (1) having audit quality control system which is in compliance with the
mutual fund in compliance with the accounting standards prescribed by related regulations on accounting. The financial reports must be audited and given opinions by the auditors who has been approved by