name of the investment consultant. ● Name of Securities/derivatives intermediary or the employer of the unit seller such as commercial bank. ● Details of the behavior causing the complaint
inside information related to a securities issuing company Nature of the acts Purchase or sell securities or enter into a derivatives contract related to securities, either for oneself or other persons
inside information related to a securities issuing company Nature of the acts Purchase or sell securities or enter into a derivatives contract related to securities, either for oneself or other persons
TMBThanachart Bank Public Company Limited 3000 Phahon Yothin Rd., Chom Phon, Chatuchak, Bangkok 10900 August 27, 2004 4 Bank of Ayudhya Public Company Limited 1222 Rama III Road Bang Phongphang Yan Nawa Bangkok
Date 1 TISCO Bank Public Company Limited 48/2 TISCO Tower, North Sathorn Road Silom Bangrak Bangkok 10500 Thailand 11 August 2000 1 August 2001 2 Citibank,N.A 399 Sukhumvit Road, Interchange 21 Building
> SEC Board > Mr. Sethaput Suthiwartnarueput Our Structure SHARE : Detail Content SEC Board Mr. Sethaput Suthiwartnarueput Governor, Bank of Thailand Commissioner, Securities and Exchange
undergone assessments invarious international platforms such as: Survey on Ease of Doing Business by World Bank The Financial Sector Assessment Program by IMF and World Bank The Report on the Observance of
Licensees Approval Date 1 THE HONGKONG AND SHANGHAI BANGKING CORPORATION LIMITED 17 April 2002 2 BANG OF AYUDHYA PUBLIC COMPANY LIMITED 16 October 2003 3 DEUTSCHE BANK AG BANGKOK BRANCH 15 July 2004 4
bills, bank deposits, debt instrument mutual funds (both Thai and foreign), or in units of other RIETs (both Thai and foreign) and property fund type 1. In case of investments in incomplete real estate
) and Economics), Georgetown University, Washington D.C., U.S.A Current Appointments Member of Financial Institutions Policy Committee, Bank of Thailand Independent Director and Member of the