December 2015 with a remaining valid term; (b) derivatives under (a) are not renewed after 16 December 2015. Clause 3 This Notification shall come into force from 6 January 2004. Notified this 23rd day of
with the professional standards on a continuous basis. Such audit quality control system complies with the Thai standards on quality control issued by the Federation of the Accounting Professions (FAP
control system which is sufficient and reliable for supervising its auditors’ work to comply with the professional standards on a continuous basis. Such audit quality control system complies with
securities trading center; (d) having a plan to report the results of the experiment and progress of service provision to the SEC Office on a continuous basis; (e) having a clear exit strategy in case of
. Clause 5. The registration as a qualified fund supervisor shall be valid for a period of three years as from the date specified in the letter of notification of such registration. In cases where a person
outstanding shares are held by the company under (a); (c) Any company whose shares are held in continuous chain beginning from the company whose shares are held by the company under (b), provided that the
สำหรับ กรณีที่เอกสารการขึ้นทะเบียนของ regulator ต่างประเทศไม่แสดงสถานะ valid ในวันที่ยื่นคำขอ ความเห็นชอบ เนื่องจากการลาออกจากต้นสังกัดในต่างประเทศ ให้ผู้ประกอบธุรกิจที่เป็นต้นสังกัด หรือตัวบุคลากรเองมี
operator of the outcome of the application for approval under Clause 2 (1) (a) within thirty days from the date of receipt of the valid and completed documents, except in case it is necessary to examine
and Clause 5 or Clause 6, as the case may be; (d) having a plan to report the results of the experiment and progress of service provision to the SEC Office on a continuous basis; (e) having a clear exit
shall consider the application and notify the derivatives business operator of the outcome of its consideration within sixty days from the date of receipt of such application together with all valid and