Ministerial Regulation and has paid the license fee for the year of such effective date shall be allowed to continue undertaking securities business as licensed and shall not be required to pay annual license
obtained securities business license prior to effective date of this Ministerial Regulation and has paid the license fee for the year of such effective date shall be allowed to continue undertaking
(B.E. 2538) promulgated under the Securities and Exchange Act B.E. 2535 shall be allowed to continue the operation of securities business as licensed once the license fee for the year in which this
the debt instruments may be unable to pay the debt, all unitholders in the register of the funds on the day of such recording are entitled to the net income from assets received as repayment of debts
the debt instruments may be unable to pay the debt, all unitholders in the register of the funds on the day of such recording are entitled to the net income from assets received as repayment of debts
Individual Clients (SEC Circular SEC. Thor. 1/2547) To be filed within seven days of the following week. Monthly Reports Unaudited Monthly Financial Statement (Form Bor.Lor. 2 & Bor.Lor. 2/1
approval for EJIP must be submitted to the SEC because the offer for the sale of shares to executives must be reported pursuant to section 59 of the Securities and Exchange Act which may be burdensome and
(PO) Approval Qualifications and approval rules - Applicable to the offering of bills and bonds. - For the offering of bonds, the approval will be granted upon the registration of the transfer
Reporting and Audit Oversight > Supporting Accounting Profession to be in line with International Standards Regulations SHARE : Detail Content Financial reporting and audit oversight 1. Supporting
> Mutual Fund > Offering of Investment Units Regulations SHARE : Detail Content Offering for Sale of Investment Units Summary of regulations The initial public offering (IPO) period shall not be