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process for the allocation of IPO shares to sponsors which complies with related criteria." The result of sale of IPO shares must be reported within 30 days after the closing date in the digital system of
securities company with disqualified characteristics under sub-clause (3); (5) have financial condition or result of operation which the SEC may consider that the securities company severely suffers loss, the
condition or result of operation which the SEC may consider that the securities company severely suffers loss, the consideration on which shall take the following factors into account; (a) difference of
holders, investment decision, or price of the securities might be impacted, the SEC will order the company to have a special audit on such financial statements and report the result of such audit to the SEC
an appropriate person as the chairman and ensure that the board composition serves the best interest of the company, enabling the board to make its decisions as a result of exercising independent
the applicant to certify true copy is required. Photocopy of the latest inspection result or report issued by the audit oversight authority. Signature of the applicant to certify true copy is required
), and implementing recommendations from the previous assessment undertaken in 2008. The SEC participated in the assessment during February 2019 and received the overall assessment result of Broadly