log-on and enforce password 24 changes at least once every six months; (5) prevent previously used passwords; (6) not display passwords on the screen while being entered; (7) store password files in
is due to the fact that at present securities companies are allowed to make offshore investment which contains higher risks than domestic investment in such areas as foreign exchange rate risk
rationale for issuing this notification is due to the fact that at present securities companies are allowed to make offshore investment which contains higher risks than domestic investment in such areas as
___________________ By virtue of Section 18 of the Derivatives Act B.E. 2546 (2003), which contains certain provisions relating to the restriction of the rights and liberty of persons which Section 29 in conjunction
___________________ By virtue of Section 18 of the Derivatives Act B.E. 2546 (2003), which contains certain provisions relating to the restriction of the rights and liberty of persons which Section 29 in conjunction
Statement / Annual Report Form 56-1 One Report Form 69-1 1 September 2020 Note: This annual registration statement / annual report (Form 56-1 One Report) contains minimum information required to be disclosed
company by taking into account the appropriateness and acceptable risk level. The securities company should specify the details on the designation or approval for such action clearly in writing, and monitor
company by taking into account the appropriateness and acceptable risk level. The securities company should specify the details on the designation or approval for such action clearly in writing, and monitor
contract or an agreement in written relating to custody of customer assets that specifies the right, duty, and responsibility of each party and contains at least the materials as specified in the
written relating to custody of customer assets that specifies the right, duty, and responsibility of each party and contains at least the materials as specified in the notification of the SEC Office. A