accounting profession to be in line with international standards To raise the quality of financial information contained in the financial statements of the entities in the capital market, the SEC puts its
, efficiency and transparency. Systematic risks in the markets can be managed and contained within limits. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code
systems by improving compliance with internationally recognized standards and codes. The recommendations contained in the report aim to build on the existing system, and offer the groundwork for a country
contained in the registration statements, draft prospectus or any other information to be disclosed through the portal. Regulatory Summary Duties and qualifications Related Rules and Regulations The
recommendations contained in the report aim to build on the existing system, and offer the groundwork for a country action plan geared toward a strengthened infrastructure of corporate financial reporting in
be made to the applicable law and standards, including those contained in the Securities and Exchange Act of Thailand 1992. Securities & Exchange Act B.E. 2535 (1992) SECTION 89/7 In conducting the
. - For the offering bills, a statement 'This bill is a security and approved for sale in a private placement' shall be included on the front of the bills. - In case of bills having an agreement to
tier, such person and every person ranked in the higher tier is included as “person holding executive position in Accounting or Finance Department whose rank is not lower than departmental manager ". For
unitholder of a PVD or RMF, so that the duration of the membership can be continued. (4) In disclosing NAV of the RMF, the mutual fund management company shall specify that PVD proceeds were included in the
; 2) The debt instrument or claim shall not be included when calculating the fund's NAV. 15.2 Procedure for handling assets as debt repayment 1) Set-aside: the mutual fund management company shall