Consulting Friday, 12 March 2021, 14.05 – 14.20 (Bangkok Time) SHARE : ContactUs
Derivatives Business 1. Securities brokerage 1. Derivatives brokerage 2. Securities dealing 2. Derivatives dealing 3. Investment advisory service 3. Derivatives advisory service 4
investment advisory service under this Ministerial Regulation shall be any of the followings- (1) commercial bank under law on commercial banking; (2) finance company under law on undertakings of finance
their needs for advisory services of financial planning to attain targeted savings, do not have access to these services. The existing advisory services are catering primarily to high net worth investors
Business in the Category of Investment Advisory Service B.E. 2545 (Repealed) Concerning Approval on Undertaking of Securities Business in the Category of Inter - dealer Brokerage B.E. 2545 (Repealed
LIMITED 28 November 2013 12 INFINITI UNIT INVESTMENT SECURITIES COMPANY LIMITED 25 February 2016 13 AEKINVESTMENT INVESTMENT ADVISORY SECURITIES COMPANY LIMITED 20 January 2017 14 ROBOWEALTH MUTUAL FUND
operator Exchange Broker Dealer Fund Manager Advisory Service Custodial Wallet Provider ICO Portal Auditor ICO Issuer Auditor List of Auditors Approved by the Office of SEC ICO
on 25 November 2013. 2. Consulting with the Corporate Social Responsibility Institute (CSRI) of the Stock Exchange of Thailand, chaired by Prof. Dr. Hiran Radeesri on 24 June 2013 and 26 November