-risk or complex characteristics which could be categorized as follows: (a) complex instrument investment consultant type 1 is able to provide consultation on all classes of capital market product having
shareholders of the Company and does not provide a service as consultant for the Company, have no relationship and have no vested interest with the Company, subsidiaries, the management, major shareholders or
& Executive Member of fund investment committee Fund manager Investment Planner Investment Consultant /1 Other Professionals Auditor /2 Financial advisor Supervisor of financial advisor Valuation Company
) Plc., Chairman of Sports and Recreation Management Co., Ltd., and Honorary Advisor, British Chamber of Commerce Thailand. 10. Mr. Somchai kuvijitsuwan Expert member (since October 8, 2012, second term
number of the attending practitioner members and none of the members shall have any relationship to or any interest in the cases being adjudicated. Mr. Nontaphon Nimsomboon Positions: • Expert Member of
information, the SEC relies on its vigorous audit inspection system to provide regular oversights on the works of the auditors. After the effective date of the SEC Notification on the Approval of Auditors in
globally. This will enable the Thai capital market to serve as an important pillar to provide stability and sustainability for the Thai economy. To achieve these objectives, the SEC has established the
capital market mechanism in accordance with the SEC Strategic Plan. - 03 - Quality Assurance Review Panel Positions: • Advisor to the Prime Minister • Expert Member of Office of Public Organization and
information in the auditor’s report to support their investment decision-making. rd nd rd 03 Quality Assurance Review Panel Mr. Nontaphon Nimsomboon Positions: • Expert Member of the University Council