(UNOFFICIAL TRANSALTION) Qualifications of Applicants for Approval of Investment Consultant on Complex Products Type 1 No. Relevant Knowledge Qualifications List of Required Examinations1 (1
or an investment consultant for complex products (Type 1)3 − − − ✓ 2 Passed Level 3 of the Certified Investment and Securities Analyst (CISA) or Chartered Financial Analyst (CFA) examination
derivatives is required , except CFP new curriculum5 ✓ ✓ 4 Investment consultant of complex products Type 1. − − − ✓ ✓ 5 Approved or registered to perform similar duties to investment analyst on technical
investment. Investment consultant is categorized as follows: (1) general investment consultant means an investment consultant providing consultation only on capital market product not having complex
. • ASEAN Chartered Professional Accountant • Certified Public Accountant, Texas, U.S.A. • Certified Public Accountant • Investment Consultant Complex Product 1 • Treasury Dealer Certification Mrs. Suwannee
ACMF Pass Under ASEAN Capital Market Professional Mobility Framework. Qualifications of the Applicant for Approval as ASEAN Investment Consultant No. Relevant Knowledge Qualifications Required
(UNOFFICIAL TRANSLATION) Qualifications of Applicants for Approval of Investment Consultant on General Products No. Relevant Knowledge Qualifications List of Required Examinations1 (1) Fundamental
product ในตลาดทุน โดยก าหนดประเภทผู้แนะน าการลงทุน (investment consultant : IC) ให้เหมาะสมกับ ความซับซ้อนของ product การเพ่ิมจ านวน IC ที่มคีุณภาพเข้าสู่ระบบเพ่ือให้เพียงพอต่อการให้บริการแก่ลูกค้า และการ
and buildings with 9 title deeds of total areas of 5-1-05.8 Rai (2,105.08 Square Wah) located at Rop Wiang, Mueang, Chiang Rai from three sellers; Central Land & House Complex Co., Ltd., C P T Hotel and