principles of technology usage;(3) Allow fund managers or securities analysts to participate in fintech development/application processes;(4) Have a control and inspection system for algorithm
director and CEO of Zipmex Thailand at the time, acted in a manner liable to be an offense under Section 82 of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018). Furthermore, the fact that
research on the topic, ?Thai Investor Clusters and Their Financial Literacy? that new generation investors in general are more financially literate than older investors and cash holders, and have a more
value chain. The SEC believes that elevating these standards will strengthen confidence in the market, providing a foundation to help alleviate impacts and turn crises into opportunities. Additionally
act caused by an external factor, {A}’s submission of false documents to the bank in order to help the client was deemed a failure to perform duties or provide services with loyalty pursuant to the
and basic necessities for those in nearby communities who are affected by the COVID-19 spread. We hope our sharing will help with living expenses of the needy and alleviate the pandemic impacts on
On 19 and 28 June 2018, SEC held a seminar on the topic of the I Code and the benchmark assessment of PVD at the SEC office, where over 200 PVD committees had attended. PVD plays a crucial role in
court will judge the case accordingly. Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant
to ensure that asset management companies have standardized work and also ensure that they are consistent with conditions for tax privileges. The investors investing in SSF units could get
“Asset management companies can now submit an application for approval of SSF establishment from 3 February 2020 onwards. SEC will speed up the approval process. In this regard, investors should