quality. To that end, the SEC has been focusing on regularly building capacity of stakeholders in the financial reports preparation process with an aim to establish a balanced financial reporting ecosystem
remediation plan, contributing to constantly improved system of quality control within the firm. The most striking result to emerge from this inspection cycle was the improvement of “leadership responsibilities
these inspections regularly communicated to ensure timely rectifications of any deficiencies found. Through such efforts, the SEC is now widely recognized as a trustworthy and effective independent audit
firms network in forming the Thai Capital Market Audit Firms Club (The Club). The SEC held meetings with the Club regularly and applied the received comments to the making of new projects. Many such
maintains its mission to oversee and develop the quality of auditors in the capital market. The quality control system of the audit firms is regularly inspected, and the audit engagement is randomly selected
of audit committees and auditors. Furthermore, the SEC regularly participated in activities arranged by international regulators. Strengthening the Quality of Auditors and Audit Firms The SEC
Company regularly organizes marketing activities to educate water quality suitable for business model of our customers including organizes activities to promote and educate cleaning and disinfecting to
objectives. Questions Yes No 4.1 The company has policies and practices to recruit, develop and retain competent employees and regularly reviews such policies and practices. 4.2 The company has evaluation
intended to limit the spread of COVID-19. The health and safety of our staff and customers remains our top priority. Our teams constantly evaluate the situation and use appropriate protocols to serve
regulation & stewardship codes ▪ Aligned with investment strategy and reviewed regularly ▪ Clearly outlines the scope of the policy and the assets it covers https://www.unpri.org/listed-equity/a-practical