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establishing a trust, to filing an application with the SEC for approval of an offer for sale of units of the trust, and to managing the trust. Regulatory Summary Qualifications Main duties of a Trust
, topical consistency and compliance with relevant laws. The SEC Code of Governance imposed on board members, executives and staff covers the following areas: Accountability Responsibility Equitable Treatment
established by the virtue of the Securities and Exchange Act BE 2535. Our main duties are to promote, develop, supervise the capital market, for example, fund mobilization, products and services, related
SEC, to protect investors from all risks or shield them against investment losses. The main objective of the SEC is rather to ensure fair treatment and that investors have sufficient tools to protect
markets are fair, efficient and transparent, and (3) reducing systemic risks. IOSCO Principles comprise 37 Principles, which can be mainly separated into two main groups: principles for regulator and
markets are fair, efficient and transparent, and (3) reducing systemic risks. IOSCO Principles comprise 37 Principles, which can be mainly separated into two main groups: principles for regulator and
and Close About Us × Home > About Us > Get to Know Us > Our Roles Get to Know Us SHARE : Detail Content Our Roles The capital market is the main mechanisms that
. Regulatory Summary Main Duties of a Trustee Ensure that the trust deed is executed in compliance with the laws Appoint a trust manager Prepare a trust property account in separation from any other accounts