Re: Prescribing Factors in Considering the Seriousness of Behavior as Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities Companies.
Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment Advisory or an Undertaking of
Practical Guidelines for Business Continuity Management
Exemption on Amendment of Mutual Fund Management Scheme and Management Fees Collection
Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers, and Underwriters Limited to Investment Units and Derivatives Fund
Re: Guidelines Relating to Operating Systems of Fund Management Business
Rules Conditions and Procedures for Management of Funds (No. 2)
Rules, Conditions and Procedures for Management of Funds (No. 4)
Rules, Conditions and Procedures for Management of Funds (No. 3)
Work System Related to Business Undertaking of Mutual Fund Management