where the derivatives business operator has advanced its own asset to secure or satisfy the obligations incurred incidental to or resulted from derivatives transaction for the account of a customer, it
cases where the derivatives business operator has advanced its own asset to secure or satisfy the obligations incurred incidental to or resulted from derivatives transaction for the account of a customer
which falls under the administrative sanctions and shall also have the power to exercise an initial consideration in order to take any of the following actions: (1) if it is considered that the type of
order to take any of the following actions: (1) if it is considered that the type of administrative sanctions to be imposed on such alleged person falls within the SEC Office’s authority, the SEC Office
penalties exclusively shall have a one-year prescription, starting from the date when the SEC Office has considered that an offence has been committed and the offender has been identified within a period not
of an offence which falls under the administrative sanctions and shall also have the power to exercise an initial consideration in order to take any of the following actions: (1) if it is considered
and replaced by the following texts: “SECTION 13. Any commission member who has an interest in the matter to be considered, shall declare such interest and shall be prohibited from participating in such
Minister and such remuneration shall be considered as operating expenses of the SEC Office. Section 14. The SEC Office shall have the duty and power to perform any act for the implementation of the SEC’s
mutatis mutandis. Section 13. The sub-committee under Section 12 shall receive remuneration as specified by the Minister and such remuneration shall be considered as operating expenses of the SEC Office
shall have a casting vote. SECTION 13. Any commissioner who has an interest in the matter to be considered shall declare such interest and shall be prohibited from participating in such consideration