which falls under the administrative sanctions and shall also have the power to exercise an initial consideration in order to take any of the following actions: (1) if it is considered that the type of
order to take any of the following actions: (1) if it is considered that the type of administrative sanctions to be imposed on such alleged person falls within the SEC Office’s authority, the SEC Office
penalties exclusively shall have a one-year prescription, starting from the date when the SEC Office has considered that an offence has been committed and the offender has been identified within a period not
of an offence which falls under the administrative sanctions and shall also have the power to exercise an initial consideration in order to take any of the following actions: (1) if it is considered
and replaced by the following texts: “SECTION 13. Any commission member who has an interest in the matter to be considered, shall declare such interest and shall be prohibited from participating in such
DRAFT (Translation) DERIVATIVES ACT B.E. 2546 (2003) (As Amended) BHUMIBOL ADULYADEJ, REX., Given on the 3rd Day of July B.E. 2546; Being the 58th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law governing derivatives transactions; Whereas this Act contains certain provisions relating to the restriction of rights and liberties of persons, which Section 29, in conjunction with Section 35, Section 36, Sec...
DRAFT (Translation) DERIVATIVES ACT B.E. 2546 (2003) ( (As Amended) BHUMIBOL ADULYADEJ, REX., Given on the 3rd Day of July B.E. 2546; Being the 58th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law governing derivatives transactions; Whereas this Act contains certain provisions relating to the restriction of rights and liberties of persons, which Section 29, in conjunction with Section 35, Section 36, Se...
Minister and such remuneration shall be considered as operating expenses of the SEC Office. Section 14. The SEC Office shall have the duty and power to perform any act for the implementation of the SEC’s
mutatis mutandis. Section 13. The sub-committee under Section 12 shall receive remuneration as specified by the Minister and such remuneration shall be considered as operating expenses of the SEC Office
shall have a casting vote. SECTION 13. Any commissioner who has an interest in the matter to be considered shall declare such interest and shall be prohibited from participating in such consideration