the offender refuses to comply with the specified civil penalty, the SEC Office shall bring an action against the offender in the Civil Court for consideration and imposition of civil sanction. The
) representative of the Bank of Thailand; and (c) representative of the Fiscal Policy Office, the Ministry of Finance. In this regard, the fine according to the criminal compounding shall be remitted to the
period of 5 years before filing an application for approval. In this regard, such businesses shall involve a quantity and complexity of transactions that are sufficient for demonstrating knowledge and
trustworthiness in regard of undertaking such securities businesses; "major shareholder" means any person directly or indirectly holds shares of securities company exceeding ten percent of voting shares of such
business in the category of venture capital management; consideration on which will be taken into account its internal control system, record keeping system and system for making reports concerning venture
business in the category of venture capital management; consideration on which will be taken into account its internal control system, record keeping system and system for making reports concerning venture
establishment of such company within one hundred and twenty days from the date on which the SEC Office receives complete application and supplementary documents. The Minister shall complete his consideration on
establishment of such company within one hundred and twenty days from the date on which the SEC Office receives complete application and supplementary documents. The Minister shall complete his consideration on
shall perform duties in accordance with standards and ethics regarding appraisal profession and with additional requirements regarding asset appraisal for widely used. In this regard, the appraisal report
- - - Available only if the issuers' qualifications meet the requirements. Period of time required in observing + considering the application - - 15 days for the consideration. Fast track: Observation = 10 days if