the offender refuses to comply with the specified civil penalty, the SEC Office shall bring an action against the offender in the Civil Court for consideration and imposition of civil sanction. The
) representative of the Bank of Thailand; and (c) representative of the Fiscal Policy Office, the Ministry of Finance. In this regard, the fine according to the criminal compounding shall be remitted to the
prosperity of economies, societies, people and the planet. Institutional Investors play a key role in this regard. They have important investment management responsibilities to ensure delivery of sustainable
prosperity of economies, societies, people and the planet. Institutional Investors play a key role in this regard. They have important investment management responsibilities to ensure delivery of sustainable
that the meeting consider such additional agenda item. However, it must wait until the consideration of the preceding items has been completed. Q: In case a shareholder holding at least 5 percent
period of 5 years before filing an application for approval. In this regard, such businesses shall involve a quantity and complexity of transactions that are sufficient for demonstrating knowledge and
trustworthiness in regard of undertaking such securities businesses; "major shareholder" means any person directly or indirectly holds shares of securities company exceeding ten percent of voting shares of such
), Thammasat University Barrister at Law of the Thai Bar Association Bachelor of Laws (LLB), Thammasat University Current Positions Chairman of the Sub-committee on Consideration of Regulations on
University, Los Angeles, U.S.A. B.Sc. Chemical Engineering, Lehigh University, Bethlehem, U.S.A. Current Positions Chairman of the Sub-committee on Consideration of Regulations on Property Funds
, Bloomington, Indiana. U.S.A. B.Sc. with honour, Engineering, Chulalongkorn University, Thailand Current Positions Chairman of the Sub-committee on Consideration of Regulations on Asset Management Member of the