Thai Knowledge for Capital Market - Private Information Protection การใช้คุกกี้ ก.ล.ต. ใช้คุกกี้จำเป็นเพื่อการทำงานของเว็บไซต์ และ
> Equity Instrument Regulations SHARE : Detail Content Equity Instruments Regulations on equity instruments are aimed at creating a balance between the protection of investors and effective fund mobilization
indicating cheat or dishonest, irresponsibility, reckless in respective of protection of clients’ benefit, lack of cautiousness or unfair or unreliable business conduct; (5) be able to show that its
respective of protection of clients’ benefit, lack of cautiousness or unfair or unreliable business conduct; (5) be able to show that its operational system will be prompt for operating securities business in
of total shares sold of such legal entity; (3) 2 have objectives to operate securities business in the category as applying for license and other activities as permitted by the SEC; (4) be able to show
used in legal proceeding in case of violation. Whistleblower protection ● Any employee or worker who provides information or cooperation by giving a tip, testifying or submitting useful documents for
: Is it compulsory to show the position of company secretary on the organizational chart? A: The Securities Law requires every listed company to appoint a company secretary, but showing the position on
: Is it compulsory to show the position of company secretary on the organizational chart? A: The Securities Law requires every listed company to appoint a company secretary, but showing the position on
information SHARE : Detail Content SEC sets up a special support team to ensure investor protection after Bitcoin Co. Ltd. announces cessation of digital asset exchange services as of 30 September
services problem Foreign currency/foreign currency transaction Financial Consumer Protection Center (FCC) The Bank of Thailand Telephone: 1213 Website: www.1213.or.th ● Trading signs of listed company