authorization. Under the ARFP framework, efforts are made to unify the mutual entry processes for funds that are managed in accordance with the ARFP rules agreed upon among the relevant regulators of the
rules agreed upon among the relevant regulators of the participating economies. Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds Passport (“MOC") The MOC is
rules agreed upon among the relevant regulators of the participating economies. Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds Passport (“MOC") The MOC is
Cooperation (“MoU"). This MoU is the bilateral agreed framework combining rules and conditions for funds and CIS operators to meet the eligibility requirements under the HK-TH MRF. Please click here for the MoU
Cooperation (“MoU"). This MoU is the bilateral agreed framework combining rules and conditions for funds and CIS operators to meet the eligibility requirements under the HK-TH MRF. Please click here for the
Cooperation (“MoU"). This MoU is the bilateral agreed framework combining rules and conditions for funds and CIS operators to meet the eligibility requirements under the HK-TH MRF. Please click here for the
following three areas: The conduct of other businesses must be approved by the SEC Board. Issuance of rules and regulations for the oversight of activities within SET, for instance, rules on the listing and
following three areas: The conduct of other businesses must be approved by the SEC Board. Issuance of rules and regulations for the oversight of activities within SET, for instance, rules on the listing and
confidence in publicly disclosed corporate financial information. The Securities and Exchange Act of 1992 requires that the auditor of the entities in the capital market be approved by the SEC so that the SEC
Investment Consultant/Investment Planner Regulatory Summary Types and Scope of Duties Qualifications Training Courses Training Courses for Migration (for IC and IP approved before 1 Janurary 2018