derivatives fund manager; and (2) Such delegation must obtain consent from the customer. Any person to be appointed as a marketing agent of the derivatives fund manager shall be approved by the Office in
derivatives fund manager; and (2) Such delegation must obtain consent from the customer. Any person to be appointed as a marketing agent of the derivatives fund manager shall be approved by the Office in
business operator has obtained consent from the customer and complied with the rules as specified in the notification of the Capital Market Supervisory Board. Should there be any interest or benefit arising
of the Securities and Exchange Commission No. KorThor. 68/2547 Re: Custody of Customer Assets of Licensed Derivatives Broker _____________ By virtue of Section 9 Section 18 Section 33 and Section 34(2
Securities and Exchange Commission No. KorThor. 68/2547 Re: Custody of Customer Assets of Licensed Derivatives Broker _____________ By virtue of Section 9 Section 18 Section 33 and Section 34(2) of the
derivatives trading with the customer, derivatives broker shall inform and get the customer’s consent in written. (6) In cases where derivatives broker giving advice related to derivatives contract, derivatives
derivatives trading with the customer, derivatives broker shall inform and get the customer’s consent in written. (6) In cases where derivatives broker giving advice related to derivatives contract, derivatives
account and customer account, notify the central securities depository or the Bank of Thailand, as the case may be, whether such transfer is made in connection with a loan, a return of the loan, a deposit
consent of its customers. If the business operator or accepted by the business operator puts up or receives cash collateral for the benefit of the customer, the business operator may invest such collateral
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 33. A derivatives business operator shall segregate the customer asset from its own, and shall prepare and keep account of customer asset for