interest of our members. Principle 3: Oversee asset managers to make informed investment decisions and engage in active ongoing monitoring of investee companies. Investment decisions should take into account
public accountant 2. Applicant’s biodata and details 3. Certification from the leader of the audit firm 4. The audit firm’s information and relevant details 5. The audit firm’s certification and consensus
UNOFFICIAL TRANSLATION Certification and Consensus of Audit Firm Date ........ Month ....................... Year ............... Dear Secretary-General of the Office of the Securities and Exchange
carbon pricing, and mandating climate and nature related disclosure. Support and input to the development of consensus, net zero aligned views on public policy that represent the investor community’s views
duties and responsibilities to the Board of Director on the following matters: - Review the financial reports (quarterly financial report and annual audited financial report) to oversee that the reports
assessor to better communicate the reason behind the consensus. All of which will lead to the effective improvement of the one being assessed. 12 Findings identified by the SEC Remediation plan implemented
Asia, agreed by consensus in 2003. The White Paper was an ambi- tious undertaking for a region as diverse as Asia. The 2003 White Paper on Corporate Governance in Asia was the basis of this Report. Since
maintains its mission to oversee and develop the quality of auditors in the capital market. The quality control system of the audit firms is regularly inspected, and the audit engagement is randomly selected
of the company. And, more often than not, clearly articulated investors’ views and questions will influence company leaders’ thinking, particularly if they reflect a growing consensus. As investors, we
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