Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and
mutual fund management All securities companies licensed to undertake securities business in the category of securities brokerage, securities dealing or underwriting of investment units All mutual fund
Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the
the Capital Market Supervisory Board No. TorNor. 77/2552 Re: Rules, Conditions, and Procedures for Liquidation of Mutual Funds as a result of Merger or Amalgamation of Mutual Funds By virtue of Section
Section 121 Securities and Exchange Act B.E. 2535 Section 121. A mutual fund supervisor shall be a commercial bank or a financial institution which has qualifications as specified in the notification
issues the following regulations: Clause 1 The Notification of the Capital Market Supervisory Board No. TorThor. 49/2552 Re: Short Selling of Securities relating to Exchange Traded Mutual Fund by a
. 49/2552 Re: Short Selling of Securities relating to Exchange Traded Mutual Fund by a Securities Company dated 3 August 2009 shall be repealed. Clause 2 In this Notification: “ETF” means ETMF or foreign
. Opinions of the Company’s Board of Directors and Audit Committee : Agreed to approve the above-mentioned related transactions on rent or renting out immovable properties not exceeding 3 years and on assets
are close to the actual cost. However, the mutual agreed price is lower than the appraisal value of both methods which makes the most benefit to the Company. Expected Benefits 1. Initial value when the