supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
outstanding units in one trading day; (2.2) The total number of investment units redeemed within 5 consecutive business days exceeds two-thirds of the outstanding units. (calculated by the total number of
be one of the following: Weighted average price (closing or average price of sale) for the past 7-15 consecutive business days before the date of price indication which is one of the following dates
increases to > 1 . 5 times of minimum requirement for at least 2 consecutive working days . 2 . NC or NCR falls below minimum requirement level; 2 . 1 For the case of securities company
) receiving proceeds transferred from provident funds (PVDs) or other RMF; (3) Other cases of unitholding for a consecutive period of not over one year, except that the SEC has granted a relaxation as deemed
the Securities and Exchange Act B.E. 2535; (b) net profit or not loss from operation during three consecutive years prior to the year of filing the application; (c) any step taken by the
operation during three consecutive years prior to the year of filing the application; (c) any step taken by the securities company to rectify financial condition or result of operation as approved by the
projects for more than two consecutive sessions. In case of any incidents viewed by the asset management company of having material impacts on the value of the infrastructure asset, or upon a request of the