with the offering price lower than 90 percent of the market price, to a specific investor or group of investors whether in private or public. Calculations of the offering price Shares
increases to > 1 . 5 times of minimum requirement for at least 2 consecutive working days . 2 . NC or NCR falls below minimum requirement level; 2 . 1 For the case of securities company
-third of its maximum capacity to an individual client, or to a group of associated persons, in case that the buyers/end users of product/services are not the government agencies. This is not applied on
recommendation of the candidate proposed by the SEC Board. Secretary-General holds office for a four-year term and may be re-appointed but not for more than two consecutive terms. Click here to download
) International Forum of Independent Audit Regulators (IFIAR) ASEAN Audit Regulators Working Group Cooperation with Foreign Regulators Alternative Investment Fund Managers Directive (AIFMD) International
reappointed but not for more than two consecutive term. Currently, the CMSB comprises as follows: The Capital Market Supervision Board Members (19 November 2009 - Present) SEC
-year maximum for each term and a limit of three consecutive terms unless the board of directors views that holding an office more than three consecutive terms would not affect the director's independence