: Bank statements used for ATS trading Deposit/withdrawal/transfer slip for purchasing securities/derivatives Statement report Confirmation note Transfer form Other documents such as a copy of share
assistance and convenience reasonably. The associations shall prepare and maintain a copy of a membership register at the association office, and furnish a copy of the register to the SEC. With an admission
on-going requirements * for CIS Operator who makes public offerings of Foreign ETF in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to
makes public offerings of Foreign ETF in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC Thailand within 1 year after the
and authorized director are required. Photocopy of the applicant's passport. Signature of the applicant to certify true copy is required. Photocopy of an evidence of certified public accountant
on-going requirements * for CIS Operator who makes public offerings of Foreign ETF in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to
and authorized director are required. Photocopy of the applicant's passport. Signature of the applicant to certify true copy is required. Photocopy of an evidence of certified public accountant
ARFP Operator The followings are on-going requirements for CIS Operator who makes offerings of ARFP Passport Fund in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69
รายงานตามมาตรา 56 การส่งรายงานตามมาตรา 56 (งบการเงิน แบบ 56-1 และแบบ 56-2) คำถาม เมื่อบริษัทจดทะเบียนส่งแบบ 56-1 One Report ต่อตลาดหลักทรัพย์แล้ว จะต้องส่ง hard copy ต่อสำนักงาน ก.ล.ต. หรือไม่ คำตอบ
Office ensures that the service provided by the cloud provider is reviewed on a regular basis. As for hard copy documents and printed materials, the SEC Office scans hard copy documents and printed