same ground. There is also potentially confusing differences and overlap between the SEA and PLCA. In spite of wide spread training and awareness raising, market participants may not always fully
supervision is to prevent market manipulation. All parties mutually agree to adopt the pre-emptive move concept and preventive measures should be specific and avoid confusing information. By doing so, the SEC
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have an impact on the overall capital market, with the provision that the business operators must select a service provider from the list of service providers approved by SEC. In addition, the draft
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Disposition of Securities ( 286 ) List of Approved persons / Licensees ( 188 ) SEC_News ( 187 ) Enforcement ( 152 ) Form 59-1 / 59/2 ( 152 ) Derivative Warrant Prospectus ( 100 ) Finanacial Statements ( 99
) Property Fund Prospectus ( 60 ) Form 59-1 / 59/2 ( 46 ) List of Approved persons / Licensees ( 40 ) Public Hearings ( 37 ) Tender Offer Documents ( 17 ) Infrastructure Fund Prospectus ( 9 ) Result of Sale
) Property Fund Prospectus ( 60 ) Form 59-1 / 59/2 ( 46 ) List of Approved persons / Licensees ( 40 ) Public Hearings ( 37 ) Tender Offer Documents ( 17 ) Infrastructure Fund Prospectus ( 9 ) Result of Sale
Acquisition or Disposition of Securities ( 286 ) SEC_News ( 246 ) List of Approved persons / Licensees ( 228 ) Enforcement ( 205 ) Form 59-1 / 59/2 ( 152 ) Derivative Warrant Prospectus ( 100 ) Finanacial