ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart. Our Roles How We Regulate
fund to be established fully complies with all conditions as follows: 1. In the case that the mutual fund has the policy to invest in assets that are exposed to foreign exchange rate risk, the
depositary center complies with Notification relating to undertaking securities borrowing and lending business applicable to undertaking of securities business in such category. 1 For the purpose of specifying
process for the allocation of IPO shares to sponsors which complies with related criteria." The result of sale of IPO shares must be reported within 30 days after the closing date in the digital system of
sell a PP warrant The nature of offer must be one of the following: The value of offer is ≤ 20 million baht. The total number of investors is ≤ 50. Institutional investors. If a listed company complies
position. (7) Anti-fraud and corruption by ensuring that the company complies with applicable anti-fraud and corruption law and standards, and implements, announces and reports on anti-fraud and corruption
company does not proceed, then the company secretary may request the audit committee to consider the matter, and if it turns out to be a related party transaction, make sure it complies with the governing
implementation of adequate systems and controls to ensure that the company complies with applicable law and standards for specified matters, including material investment, related party transaction, acquisition