entities conform to accounting standards, auditing can no longer relies only on individuals but also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable
independence from the profession in the same way as specified by IOSCO. To support competitiveness of Thai listed companies and improvement of financial statements to conform to the international standards, the
: Detail Content Management of Mutual Fund 3. Mutual fund performance measurement 3.1 Conform to the recognized academic principles or international standards. 3.2 Presribes by the Association of Asset
: Detail Content Management of Mutual Fund 3. Mutual fund performance measurement 3.1 Conform to the recognized academic principles or international standards. 3.2 Presribes by the Association of Asset
outstanding units for any person or any Associated Person. The restrictions are exempted in the following cases: 2. Rules for considering Associated Persons 3. Procedure to comply with the limitations (the case
outstanding units for any person or any Associated Person. The restrictions are exempted in the following cases: 2. Rules for considering Associated Persons 3. Procedure to comply with the limitations (the case
qualifications, such as not having prohibited characteristics, not being involved in illegal business, not having records of contravening or failing to comply with the criteria for offering securities in
, application to the SEC for approval is not required for the offer to sell newly issued shares for ESOP. However, the company must comply with the following conditions: It must comply with the rules on the
sanction appropriate for the presented facts of each case, and the imposition of all five sanctions in all cases is not required. In the case where the offender agrees to comply with the civil penalty
of instruments comply with the requirements. 2. The transfer restriction is registered, including features of bonds, draft terms and conditions and a bondholders' representative appointment agreement