securities company shall prepare financial statements of the private fund pursuant to its actual conditions, and shall comply with the rules, conditions and procedures specified by the notification of the SEC
Section 105 Securities and Exchange Act B.E. 2535 Section 105. A securities company shall prepare its accounts stating true and accurate business operation and financial condition, which must conform
to adhere to the principles, the intermediary shall comply with this Notification. In this regard, where the rules, under this Notification or under other Notifications of Capital Market Supervisory
Board The eligible activities are required to comply with both environmental criteria and thresholds as well as DNSH and MSS principles. What is DNSH and MSS? How can I comply with it? If the operator of
responsible for REIT management. 2 Clause 3 This Notification shall comply with the following matters: (1) the approval of the REIT manager shall be subject to the provisions under Chapter 1; (2) the duties of
in the agreement; “Office” means the Office of the Securities and Exchange Commission. Clause 2. In order to ensure that each management company shall conduct its business as professional to conform to
Office of the Securities and Exchange Commission. Clause 2. In order to ensure that each management company shall conduct its business as professional to conform to the level of trust from investors, the
for disclosing information and comply with the provisions under Chapter 2: Issuance of Securities and Chapter 3: Public Offering of Securities, as similarly specified as duty and responsibility of the
for a private fund manager who fails to comply with the provisions of the second paragraph or the third paragraph. 3 SECTION 135. In the management of a private fund, the securities company shall