information and make confident decisions on investment. The capital market is operated with fairness, efficiency and transparency. Systematic risks in the markets can be managed and contained within limits
: Bank statements used for ATS trading Deposit/withdrawal/transfer slip for purchasing securities/derivatives Statement report Confirmation note Transfer form Other documents such as a copy of share
identify clearly ) , i.e., objective and details of the complaint, documents and other evidence, for instance, trading account, pay-in slip, transfer-deposit-withdrawal slips, statement report