On December 17, 2004, the SEC in cooperation with the Royal Thai Police (inquiry officials of Thonglor Metropolitan Police Station) conducted a raid at the Building No. 139, 6th Fl., Room 6B1 and 6B2

liquidator of trust property may delegate some duties, which cannot be carried out by itself to those with expertise, e.g., soliciting and coordinating with REIT asset buyers, preparing financial statements

working together under a reliable audit quality control system of the audit firm.  As such, the auditing must be carried out https://www.sec.or.th/EN/Pages/LawandRegulations

draft prospectus with the SEC, and such offering must be carried out through the ICO Portal which have been approved by the SEC Board. Subsequently, the issuers have an ongoing duty to prepare and submit

companies on the condition that such issuers have already obtained an approval and filed the registration statement and draft prospectus with the SEC, and such offering must be carried out through ICO Portal

audit firm.  As such, the auditing must be carried out https://www.sec.or.th/EN/Pages/LawandRegulations/AuditorQualityAssuranceReview.aspx Thai Resource Center - Laws & Regulations (unofficial

efficiency to highlight the supportive role of the capital market in developing economy. Major achievements carried out by the SEC were raising the quality of disclosure in capital market up to international

commercial bank so that clearing is carried out appropriately and efficiently, and set out risk management measures. 6 Clause 13 Each derivatives clearing house shall establish a system for supervision and

247 and 246, respectively. In this regard, the matter of Vijit involvement will also be considered. ?Investigation on this incident has been carried out under the SEC regular procedures where workflow

security within the organization in order that operation cross- check is performed for prevention of potential risks, for example, segregation of personnel who operate in the developmental function