options. Such right must be exercised according to the terms and conditions specified in an options contract. When the buyer exercises his options, the seller may make physical delivery of the underlying

repeatedly insists that transactions with significant size be done quickly, client repeatedly insists to process transactions at prices that are not advantageous or competitive, terms and conditions of

Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.

Section 114 Securities and Exchange Act B.E. 2535 Section 114. In operating the business of securities dealing, a securities company shall comply with the rules, conditions and procedures as

Office revokes its approval under (3), the Office may specify terms or conditions for accepting for consideration of the next application for approval for such person. Upon completion of such terms or

. 43 FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of

Re: Rules, Conditions and Procedures for Advertisement Related to Promotion of Sales of Investment Units and Providing of Fund Management Services _____________ By virtue of Section 98(10) and Section

any loss or damages arising from or related to its use. ----------------------------- Notification of the Office of the Securities and Exchange Commission No. SorKhor/Nor. 10/2552 Re: Rules, Conditions

securities, the terms “ warrant ” “ execise of rights under warrants ” “ institutional investors ” “ registration statement ” “ parent company ” “ subsidiary company ” “ executive ” “ major shareholder ” and

of sub-agent, terms and conditions on the responsibility of the agent, terms and conditions on the person responsible for the damage of the client’s assets, and terms and conditions specifying that the